Wikazi
Compliance intelligence
Wikazi Corporate

Catch the costly line
before it ships.

Wikazi reads every financial promotion the way the regulator will. It flags what breaks, cites the exact rule, and hands you a record you can defend. What used to take days of senior sign-off now takes one pass.

Financial promotion, draftScanning

Invest with total confidence. Our flagship fund has returned 12% every year since launch, and your capital is fully protected. Limited spaces remaining. Secure your guaranteed returns today.

Wikazi found 0 issues
Past performance shown as a guide to the future
FCA COBS 4.5.2R
"Capital fully protected" overstates safety
FCA COBS 4.2.1R
"Guaranteed returns" is a prohibited claim
FCA COBS 4.2.1R
Highrisk
D
Not ready to publish0 / 100
Why it matters

In a financial promotion, a single word is the line between compliant and an enforcement case.

01

Every word is regulated

Under Section 21 of FSMA, a misleading promotion is a breach no matter how small the firm or how honest the intent. The rules judge the words, not the motive.

02

Manual review is slow

A careful sign-off means a senior reviewer reading every line against the handbook. It is hours of expensive time per campaign, and it does not scale with the firm.

03

"It looked fine" is not a defence

When the regulator asks why a promotion was approved, you need the reasoning on record. Memory and email threads do not hold up. A cited trail does.

How Wikazi works

From draft to defensible in one pass.

Your promotion runs through the same engine every time. It reads the words, matches them to the live rulebook across every regime that applies, and returns a graded, cited verdict you can act on.

RULE FCA SRA AML GDPR LLP
01 Submit

Drop in the promotion

Paste text or pull it from Dynamics. No setup, no templates.

02 Parse

Read every claim

The engine breaks the copy into the claims a regulator would test.

03 Match

Against the rulebook

Each claim is checked across FCA, SRA, AML, GDPR and LLP rules.

04 Grade

Flag and score

Issues are graded red, amber or green, with the rule behind each.

05 Record

Export the trail

A branded, time-stamped record you can hand to the regulator.

The deliverable

Not a flag. A record you can defend.

Anyone can highlight a risky word. Wikazi gives you the reasoning a regulator expects: what the issue is, why it matters, the rule it breaks, the exact line of evidence, and the fix.

Every finding cited to a specific rule and clause
Plain-English reason and a concrete recommendation
Time-stamped and exportable as a branded PDF
WikaziLens
↓ Export PDF
D
Investment fund promotion

Not ready to publish

2 red1 amber
REDMisleading claim
"Capital fully protected" overstates safety
Finding

The promotion tells investors their capital is fully protected, while the fund carries clear investment risk.

Why it matters

COBS 4.2.1R requires a promotion to be fair, clear and not misleading. Implying capital is safe when it is at risk is a serious breach.

Recommendation

Remove "fully protected". State plainly that capital is at risk and investors may get back less than they put in.

Evidence: 'and your capital is fully protected'
The product suite

Three products, one rulebook.

Start with one review tool or run the whole stack. They share the same engine, so you get the same answer everywhere.

Live now

WikaziLens

Paste in a promotion and get a graded, cited review back in seconds. Red, amber and green findings, each tied to the rule it breaks, ready to export as a branded report. This is the tool you saw above.

Open WikaziLens
Production

Wikazi Engine

The rulebook behind every product, covering FCA, SRA, LLP, AML and GDPR, with a live risk score on every review.

How it works
Rolling out

Corporate Suite

A Microsoft app on Dynamics 365 for your whole compliance team. Cases, workflows and dashboards, with WikaziLens built in.

Request access
Coverage

One engine. Every regime that touches your promotion.

FCA

Financial promotions, COBS 4, CONC and Consumer Duty.

SRA

Solicitor conduct, transparency and client communications.

LLP

Governance and obligations for regulated partnerships.

AML

Money-laundering checks and record-keeping triggers.

GDPR

Data handling, consent wording and retention exposure.

Minutes
From a draft promotion to a signed-off review
0
Regulatory regimes read on every single pass
0%
Of findings cited to a specific rule and clause

Bring a live promotion to the demo.

Send us a real financial promotion. We will run it through Wikazi on the call and hand you the cited, regulator-ready record before we hang up.